CRONE, Judge.
Ian McCullough was convicted of two counts of class A felony child molesting and one count of class C felony child molesting. His convictions were affirmed on direct appeal, and he then sought post-conviction relief ("PCR"), arguing that he received ineffective assistance of trial counsel. The post-conviction court denied McCullough's PCR petition.
On appeal, McCullough argues that his trial counsel was ineffective (1) in offering and failing to object to evidence of prior uncharged misconduct and failing to object to the prosecutor's references to that misconduct; (2) in failing to adequately cross-examine the State's investigators; (3) in failing to make an offer of proof when the trial court excluded his expert's testimony; (4) in failing to present expert evidence of child memory; (5) in failing to present certain evidence; and (6) in failing to tender or request the jury instruction mandated by the Protected Person Statute. We conclude that McCullough has failed to carry his burden to show that the evidence as a whole leads unerringly and unmistakably to a conclusion opposite that reached by the post-conviction court. Therefore, we affirm the post-conviction court's judgment.
The facts underlying McCullough's convictions were set forth in the memorandum decision issued on direct appeal as follows:
McCullough v. State, No. 49A02-0805-CR-411, slip op. at 2-4, 2009 WL 69360 (Ind.Ct.App. Jan. 13, 2009) (citations omitted).
On February 13, 2006, Diane Bowers, a forensic child interviewer with the Child Advocacy Center, conducted a videotaped interview of L.D. during which L.D. used anatomical drawings and her hands to explain what McCullough did ("the Bowers Interview"). State's Trial Ex. 1. During the interview, L.D. told Bowers about an incident that occurred when she was three years old and lived in California ("the California Claim"). L.D. said that while she was sleeping in bed with Sarah and McCullough, McCullough got on top of her, "his private" touched her "you know what," and it went inside "a lot." State's Trial Ex. 2 at 66-69 (transcription of the Bowers Interview). L.D. also stated that she told Sarah that "Daddy's pee was tickling mine," and that Sarah "just screamed... you had sex?" at McCullough. Id. at 69. L.D. did not know whether McCullough responded.
Lucita Exom-Pope, an investigator with the Indiana Department of Child Services, was monitoring the interview. Later that day, Exom-Pope interviewed Sarah and
Petitioner's Ex. 4 at 10.
Indiana Police Detective Jan Faber was assigned to investigate L.D.'s allegations. Detective Faber watched the Bowers Interview and interviewed Sarah and Judy.
After charging McCullough in the instant case, the State charged McCullough in a separate cause with molesting L.D.'s half-sister, E.M. PCR Tr. at 99. Trial counsel represented McCullough in this cause as well. Id. At some point, E.M. recanted the accusation, and the case was dismissed in December 2007 about a week before the trial in the instant case. Id. at 179-80.
Trial counsel attempted to depose Sarah as part of his preparation for trial but was unable to do so. On January 2, 2007, the trial court ordered the State to contact Sarah and have her contact McCullough's counsel no later than January 9, 2007, to schedule and attend a deposition and that if Sarah failed to do so, her testimony would be excluded. Petitioner's Ex. 2 at 169. Sarah did not contact trial counsel.
The trial court held hearings on August 17 and September 6, 2006, on the admissibility of the Bowers Interview and Judy's hearsay testimony regarding L.D.'s disclosure to her in December 2005. The trial court found both sufficiently reliable to be admitted into evidence.
A jury trial was held on December 17 and 18, 2007. At the outset, McCullough's counsel filed a motion in limine requesting that the trial court enforce its previous order and exclude Sarah's testimony, which the trial court granted. Petitioner's Ex. 2 at 340. Also, the State sought to admit the Bowers Interview, but, in contrast to the recording submitted at the admissibility hearing, L.D.'s comments regarding the California Claim had been redacted. McCullough's counsel objected to the redaction and argued for the entire Bowers Interview to be admitted into evidence. Appellant's App. at 56 (¶ 53); Trial Tr. at 305-09, 317. The State argued that L.D.'s statements pertaining to the California Claim violated Indiana Evidence Rule 412
Id. at 312 (emphasis added). The prosecutor argued that "what we believe the Defense wants to do with this allegation is to bring it in so that they can prove that it's demonstrably false within the context of the trial, which is not appropriate." Id. at 314-15. The trial court responded,
Id. at 318-19. The trial court ultimately admitted the entire Bowers Interview.
In beginning his opening argument, McCullough's counsel stated,
Id. at 550-51. Trial counsel also argued that the "internal inconsistencies" in L.D.'s statements "don't make sense." Id. at 551.
During its case-in-chief, the State presented the testimony of L.D., Judy, Bowers, and Detective Faber. During direct examination of L.D., the prosecutor asked whether she remembered what grade she was in when McCullough touched her private with his tongue and fingers. L.D. answered, "Kindergarten, first, and second, and pre-school." Id. at 564. McCullough's trial counsel did not object.
During cross-examination of L.D., McCullough's counsel asked her, "You've also said that he touched you with another part of his body, haven't you?" Id. at 578. L.D. said, "[Y]eah ... [i]n California," McCullough "used his private," it was "inside" her private, and "it was moving." Id. McCullough's counsel asked her how far inside it went, but L.D. said that she did not know. Id. Trial counsel asked L.D. what it felt like, and L.D. responded, "I don't know, really." Id. at 579. L.D. testified that Sarah was asleep in the bed but had no idea what was happening. L.D. also testified that she told Sarah that "Daddy's pee pee was tickling [her] pee pee," but Sarah did not understand and did not ask any questions. Id.
In cross-examining Judy, McCullough's counsel questioned her about her inconsistent statements regarding the reason that L.D. told her that she did not want to visit McCullough. Specifically, he asked her about her testimony during her deposition:
Id. at 611-12. Judy answered, "Yes." Id. at 612.
McCullough's counsel also cross-examined Bowers and Detective Faber. He asked Bowers whether she personally witnessed
To rebut the State's case, McCullough's counsel presented the testimony of McCullough's mother and father, private investigator Charles Martin Perkins, and McCullough. McCullough's parents testified that McCullough had asked for advice on how to discipline L.D. Id. at 663-71. McCullough's father also testified that he had witnessed L.D. misbehave and that she would try to avoid punishment. Id. at 671-72. Perkins testified that he was a former police detective and had received more than eighty to a hundred hours of specialized training in the area of investigating rape and child molestation. Id. at 686-87. He testified that he had significant experience in investigating sex crimes and that as a police detective he had investigated at least forty-four suspects against whom charges had been filed as well as other suspects against whom charges ultimately had not been filed. Id. at 687-88. Perkins had been a private investigator for four years. Id. at 689.
McCullough's counsel then questioned Perkins regarding his standard practice for investigating allegations of sexual molestation. Id. at 692-94. McCullough's counsel also asked Perkins what he did to investigate McCullough's case. Perkins testified that he read trial counsel's entire file (except for privileged information), read everything that was produced during discovery, reviewed the Bowers Interview, and visited L.D.'s school to interview the principal and review her school records. Id. at 695-97. Perkins testified that he read approximately 170 pages and spent 150 hours investigating the case. Id. at 708. McCullough's counsel asked Perkins if he had received separate records from Child Protective Services ("CPS"), and the State objected. Id. at 697.
The trial court held a recess to address the objection outside the presence of the jury. Trial counsel argued that the evidence was relevant to show that the State's investigation was poor. Id. at 698. Trial counsel also argued that he wanted Perkins to testify as to his impression of the Bowers Interview. Id. at 703. The trial court granted the State's objection, ruling that Perkins could testify to the total number of documents he looked at but could not refer to CPS documents. The trial court further ruled that Perkins could testify to the general characteristics he looks for in assessing child interviews but could not testify about particular statements made in the Bowers Interview because that would invade the province of the jury. Id. at 706-707. Trial counsel did not make an offer to prove.
Trial counsel then asked Perkins what he looked for when assessing a recorded child interview like the one in this case. Perkins offered the following explanation:
Id. at 709. Perkins also testified that he did not hold a degree as a clinical psychologist but that the training that he had
McCullough testified last. During his direct examination, trial counsel read McCullough each of the charges, and McCullough specifically denied committing each of those acts. Id. at 718-19. In addition, McCullough specifically denied ever molesting L.D. at any time. Id. at 719. McCullough further testified that he had disciplined L.D. "[f]or masturbating and, and messing with herself," and "had caught her several times." Id. at 772.
During closing argument, the prosecutor stated, "The last time [L.D.] remembers it happening she was seven. Oh, but she described that it could have happened six, seven, maybe even younger than that, but the last time I remember I was seven years old, I was at his house." Id. at 780. McCullough's counsel did not object.
During his closing argument, McCullough's counsel argued to the jury that L.D.'s testimony was "uncertain," "confused," and "lost." Id. at 787-88, 795. He argued that the reason that L.D. was uncertain was because the molestations did not happen. Id. at 788. McCullough's counsel argued that the State's investigation was poor, stating, "I believe our evidence regarding our investigation is clearly, clearly more thorough than the State's investigation." Id. at 786. McCullough's counsel pointed out that Judy's trial testimony as to what L.D. told her in December 2005 was inconsistent with Judy's earlier statement that L.D. told her that she did not want to go to McCullough's house because she had taught her sister to masturbate. Id. at 792-93. McCullough's counsel argued that Bowers improperly questioned L.D. by asking leading questions:
Id. at 796. McCullough's counsel also argued that L.D.'s California Claim was "incredible" and that was "consistent with none of this having happened and [McCullough] being innocent." Id. at 797.
During rebuttal, the prosecutor stated, "California, I wish I could charge it, but that's not my jurisdiction. I wish I could charge in California what he did to her, what she testified that he did to her, what she told Diane Bowers that he did to her." Id. at 802. McCullough's counsel did not object.
The jury found McCullough guilty as charged. The trial court sentenced McCullough to thirty years with ten suspended for each of the class A felony convictions and four years for the class C felony conviction, to be served concurrently.
McCullough appealed, arguing that the trial court improperly denied his motion for discharge, improperly admitted a statement L.D. made to an investigator, and
On April 21, 2009, McCullough filed a pro se petition for PCR alleging that he had received ineffective assistance of trial counsel. Appellant's App. at 34, 100-10. On April 27, 2010, McCullough, by counsel, filed an amended PCR petition, in which he alleged additional claims of ineffective assistance of trial counsel and withdrew some of the claims from the initial petition. Id. at 134-39. Following a hearing, on June 3, 2011, the post-conviction court issued a fifty-five page order, consisting of 265 findings of fact and conclusions of law, in which it concluded that McCullough had not been denied effective assistance of trial counsel and denied his petition. Appellant's App. at 45-99. The order provides in relevant part as follows:
Id. at 52-53, 56-59, 98 (citations and footnote omitted).
McCullough appeals. Additional facts will be provided.
This is an appeal from the denial of a PCR petition.
Shepherd v. State, 924 N.E.2d 1274, 1280 (Ind.Ct.App.2010) (citations omitted), trans. denied.
McCullough contends that the post-conviction court erred in finding that he was not denied the effective assistance of trial counsel. The Sixth Amendment to the United States Constitution protects the right to counsel and the right to effective assistance of counsel.
In the instant case, we believe that the post-conviction court's findings and judgment should be entitled to greater than usual deference because the same judge conducted McCullough's original trial and therefore is uniquely situated to assess whether his counsel's performance fell below an objective standard of reasonableness based on prevailing professional norms, and whether, but for counsel's unprofessional conduct, there was a reasonable probability that the jury would have reached a different verdict. See State v. Dye, 784 N.E.2d 469, 476 (Ind.2003) (noting that because judge presided at both original trial and post-conviction hearing, judge was in "an exceptional position" to assess weight and credibility of factual evidence and whether defendant was deprived of fair trial). We observe that the post-conviction court's judgment, consisting of fifty-five pages and 265 findings of fact and conclusions of law, reveals a thorough and comprehensive consideration of McCullough's claims of ineffective assistance of trial counsel.
McCullough alleges that trial counsel committed numerous errors. Specifically, he argues that his trial counsel was ineffective (1) in affirmatively seeking to offer evidence of the California Claim and in failing to object to evidence of prior uncharged misconduct and the prosecutor's references to that misconduct; (2) in failing to adequately cross-examine the State's investigators; (3) in failing to make an offer of proof when the trial court excluded Perkins's testimony; (4) in failing to present expert testimony with respect to childhood memory and suggestibility; (5) in failing to present evidence that L.D. had witnessed oral sex in the past and that Sarah had personal and financial motives to encourage L.D. to falsely accuse McCullough; and (6) in failing to tender or request the jury instruction required by the Protected Person Statute. McCullough asserts that the cumulative effect of trial counsel's conduct satisfies both prongs of Strickland and therefore constitutes ineffective assistance.
McCullough argues that his trial counsel provided ineffective assistance with respect to prior uncharged misconduct in several instances: his decision to expose the jury to the California Claim; his failure to object to testimony referring to other prior uncharged misconduct; his failure to object to improper closing argument regarding the California Claim and other prior uncharged misconduct; and his failure to request a limiting instruction as to the California Claim. The State argues that trial counsel's decisions were part of a reasonable defense strategy.
"Counsel is afforded considerable discretion in choosing strategy and tactics and we will accord that decision deference." Randolph v. State, 802 N.E.2d 1008, 1013 (Ind.Ct.App.2004), trans. denied.
Our review of the record before us reveals that trial counsel conducted extensive investigation into the charges against McCullough before deciding on a defensive strategy that would underscore that (1) L.D. made unbelievable claims and was unable to provide a coherent account of the charged molestations and (2) the State's investigation into her claims was inadequate and its proof rested solely upon L.D.'s statements. See Appellant's App. at 52-53 (¶¶ 34-36) and 56-58 (¶¶ 52, 62-67). We conclude that at the outset of trial, trial counsel had formulated a reasonable and sound defense strategy.
Nevertheless, as a trial unfolds, events occur, some unexpected, that counsel must react to in real time. Thus, an appellate court cannot compare counsel's real-time performance to what might have been done with the benefit of hindsight. See Talley v. State, 736 N.E.2d 766, 769 (Ind.Ct.App.2000) ("The judicial scrutiny of counsel's performance is highly deferential and should not be exercised through the distortions of hindsight."). Just because counsel is unable to pursue a reasonable defensive strategy as effectively as he or she wanted to does not mean that the plan was a bad plan. "Strickland does not guarantee perfect representation, only a reasonably competent attorney." Woodson v. State, 961 N.E.2d 1035, 1041-42 (Ind.Ct.App.2012) (citation and quotation marks omitted), trans. denied. "There is no constitutional requirement that a defense attorney be a flawless strategist or tactician." Id. at 1042. In the case at bar, our review of the record reveals that trial counsel's performance during trial was consistently aimed at executing his deliberately chosen defense strategy.
Regarding trial counsel's decision to expose the jury to the California Claim, McCullough recognizes that "[e]vidence of a demonstrably false claim of a prior sexual assault by a complaining witness is admissible for impeachment purposes." Appellant's Br. at 19 (citing State v. Walton, 715 N.E.2d 824, 828 (Ind.1999)). He further notes that "[w]hen the case against an accused depends on the credibility of a complaining witness, proper presentation of false claim impeaching evidence is a strong defensive shield." Id. (citing Ellyson v. State, 603 N.E.2d 1369, 1374-75 (Ind.Ct.App.1992)). However, McCullough claims that trial counsel did not have an effective plan to demonstrate the falsity of the California Claim and unwisely ran the risk that the jury would draw the propensity inference forbidden by Indiana Evidence Rule 404.
Specifically, McCullough faults his trial counsel for excluding Sarah as a witness because her account of the California Claim indicated that a six-year old boy
Moreover, just because trial counsel did not demonstrate the falsity of the California Claim in the manner that McCullough, with the benefit of hindsight, argues that trial counsel should have does not mean that counsel's assistance was ineffective. The record shows that trial counsel did use the California Claim to undermine the charged molestation allegations. In his opening argument, McCullough's counsel developed his theme that L.D. was prone to making up unbelievable stories. He stated that L.D. "said a lot of things that just don't make sense." Trial Tr. at 550. He pointed out that the "State left out that [L.D.] also claimed when she was three [McCullough] put his penis inside her. A lot of his penis inside her." Id. Trial counsel cross-examined L.D. about the California Claim and elicited testimony that when McCullough put "his private" inside her private, it was moving, but she did not know how far inside her it went or what it felt like, and that her mother was asleep in the bed right next to her when it happened. Id. at 578-79. L.D. also testified that when she later told her mother what happened, her mother did not understand what L.D. was talking about. Id. at 580. The jury later viewed and was provided with the transcript of the Bowers Interview. Significantly, L.D.'s trial testimony regarding the California Claim differs from her description of it in the Bowers Interview, in which she stated that McCullough's "private" went inside "a lot," and Sarah screamed, "[Y]ou had sex?" State's Trial Ex. 2 at 17-18. On its face, the California Claim is dubious. L.D.'s inconsistent statements about what allegedly occurred in California cast serious doubt on her credibility.
Also at trial, McCullough testified in his own defense and specifically denied committing the act that was alleged in the California Claim.
McCullough also contends that his counsel provided ineffective assistance
Another alleged error is that trial counsel failed to make objections during closing argument. Specifically, he argues that trial counsel erred in failing to object to the prosecutor's comment that L.D. said that McCullough molested her when she was "six, seven or even younger," and to the prosecutor's comment that she wished that she could charge the California Claim. Id. at 780, 802. The post-conviction court found in relevant part:
Appellant's App. at 66 (citation omitted). We believe that trial counsel's lack of objection is consistent with his defense strategy. See Wrinkles v. State, 749 N.E.2d 1179, 1197 (Ind.2001) (noting that counsel may have strategic reason for not objecting to prosecutor's remarks, and as such, failure to object is not ineffective assistance), cert. denied (2002). In his own closing argument, trial counsel described L.D.'s testimony as "confused," referred to L.D.'s California Claim as "incredible," and argued that L.D. did not have "her story together" with respect to the charged molestations. Trial Tr. at 796-98. Accordingly, McCullough has failed to persuade us that the evidence unerringly and unmistakably leads to a conclusion opposite of that of the post-conviction court. See Fisher, 810 N.E.2d at 679.
Finally, McCullough asserts that trial counsel erred in failing to ask for an instruction limiting the use of the California Claim for impeachment purposes.
In sum, we conclude that the alleged errors relating to the California Claim and other prior uncharged misconduct are either consistent with trial counsel's deliberately chosen defensive strategy or do not result in any significant prejudice in light of the chosen defensive strategy. McCullough has failed to persuade us that the trial court erred in finding that trial counsel's conduct relating to prior uncharged misconduct did not constitute ineffective assistance.
McCullough argues that even though the lack of proper investigation by the State was a main theme of trial counsel's defense, trial counsel's cross-examination of Bowers and Detective Faber failed to adequately advance this theme. The post-conviction court found that "[a]lthough the decision to rely primarily on the testimony of Perkins was unsuccessful at trial, the Court does not find that the decision to forego an aggressive cross-examination of Bowers and Faber to be an unreasonable choice of trial strategy." Appellant's App. at 63 (¶ 92).
In opening argument, trial counsel told the jury that the defense had "an investigator, and you'll hear about his investigation, and you can compare the two investigations." Trial Tr. at 553. Then, during his cross-examination of Bowers, trial counsel elicited testimony that Bowers relied solely on L.D.'s assertions as evidence of molestation. Id. at 649. As for Detective Faber, she testified on direct examination that her investigation consisted of viewing the Bowers Interview and interviewing Sarah and Judy, and that her investigation did not include an interview with L.D. Id. at 653-54. On cross-examination, trial counsel elicited testimony that Detective Faber relied solely on what she was told by L.D. and her family. Id. at 657. Thus, trial counsel's cross-examination of Bowers and Detective Faber showed that the State's investigation rested on an interview with the victim — the Bowers Interview — and interviews with the victim's family members. This cross-examination purposely and effectively advanced trial counsel's defense strategy to show the jury that the State's investigation was minimal. See Kubsch v. State, 934 N.E.2d 1138, 1151 (Ind.2010) ("[T]he method of impeaching witnesses is a tactical decision and a matter of trial strategy that does not amount to ineffective assistance."). McCullough's argument fails to persuade us that the evidence leads unerringly and unmistakably to a conclusion opposite of that reached by the post-conviction court. See Shepherd, 924 N.E.2d at 1280.
McCullough contends that his trial counsel's failure to make an offer to prove regarding Perkins's testimony was ineffective assistance. The post-conviction court found in relevant part as follows:
Appellant's App. at 62-65, 93-94 (citations omitted).
At the post-conviction hearing, McCullough's trial counsel testified that he wanted to expose weaknesses in the State's investigation through Perkins, that this was a "critical part" of the evidence, and that he thought the case was prejudiced by his inability to present such evidence. PCR Tr. at 256-57. In his brief, McCullough argues that Perkins would have testified that the State's investigation was biased and incomplete and that Bowers's interview questions were suggestive and could have influenced L.D. Appellant's Br. at 13-14, 28. As previously noted, we cannot compare counsel's real-time performance to what might have been done with the benefit of hindsight. See Talley, 736 N.E.2d at 769. Our review of the record shows that despite the unexpected curtailment of Perkins's testimony, trial counsel was still able to pursue his chosen strategy, albeit not as effectively as he had anticipated. Trial counsel elicited testimony from Perkins regarding his standard practice for investigating allegations of sexual molestation. Trial Tr. at 692-94. Perkins also testified that he spent 150 hours investigating McCullough's case, which included reading 170 pages of material and visiting L.D.'s school. Id. at 694-97, 708. Methods of conducting child forensic interviews were also explored. Trial counsel was able to elicit testimony from Perkins that in assessing a forensic interview with a child, Perkins would watch to see whether the interviewer said anything that prompted a specific response and look at the child's demeanor and the totality of the interview. Id. at 709.
The jury had evidence from which to assess the State's investigation and the Bowers Interview. The jury had been informed as to how Bowers and Detective Faber had investigated the case. The jury knew that Bowers had interviewed L.D. The jury knew that Detective Faber had
McCullough contends that trial counsel provided ineffective assistance in failing to present expert testimony with respect to childhood memory and suggestibility. McCullough argues that "[w]hile Mr. Perkins by experience and training was competent to explain to the jury the serious deficiencies in the State's investigation, he was not qualified ... to testify on the critical issues of child psychology that were involved." Appellant's Br. at 30. At the post-conviction hearing, McCullough produced Dr. Richard Lawlor, a practicing clinical psychologist and professor emeritus of the Indiana University School of Medicine, Department of Psychiatry, who testified as to how children may form false memories and what kind of clues are suggestive of the formation of a false memory.
The post-conviction court found that trial counsel and McCullough discussed using Dr. Maggie Bruck as an expert who could testify as to childhood memory and false sexual allegations. Appellant's App. at 57-58 (¶¶ 62, 63). Trial counsel read Dr. Bruck's book on sexual allegations made
At the post-conviction hearing, trial counsel testified that he had not found academic experts to have been particularly helpful over the years and preferred to go with more practical experts. PCR Tr. at 248. For that reason, trial counsel decided to use Perkins rather than Dr. Bruck. We observe that "in the context of an ineffective assistance claim, `a decision regarding what witnesses to call is a matter of trial strategy which an appellate court will not second-guess.'" Curtis v. State, 905 N.E.2d 410, 415 (Ind.Ct.App.2009) (quoting Johnson v. State, 832 N.E.2d 985, 1003 (Ind.Ct.App.2005), trans. denied); see also Wrinkles v. State, 749 N.E.2d 1179, 1200 (Ind.2001) ("Which witnesses to call is the epitome of a strategic decision.") (citation and quotation marks omitted), cert. denied (2002). McCullough has not carried his burden to overcome the strong presumption that counsel provided effective assistance in electing to call Perkins rather than Dr. Bruck as a witness.
McCullough asserts that trial counsel was ineffective in failing to present evidence that L.D. had witnessed oral sex in the past and that Sarah had personal and financial motives to encourage L.D. to falsely accuse McCullough.
As to evidence that L.D. had witnessed oral sex, McCullough contends that trial counsel erred in failing to call Israel Hurst, a friend of McCullough, as a witness. The post-conviction court found in relevant part:
Appellant's App. at 74-75, 93 (citations omitted). We agree with the post-conviction court that McCullough failed to carry his burden to show deficient performance.
As for evidence that Sarah had personal and financial motives to encourage L.D. to falsely accuse McCullough, McCullough contends that trial counsel failed to call E.M. as a witness. The post-conviction court found in relevant part:
Appellant's App. at 68 (citation omitted).
Trial counsel testified at the PCR hearing that he had spoken to E.M., knew that she had recanted, and had seen notes from E.M.'s counselor that indicated there "may have been improper influence with respect to [E.M.]." PCR Tr. at 180-82. Trial counsel testified that in considering whether to use that evidence he "really thought we would be able to develop that during [E.M.'s] trial." Id. at 183. Trial counsel also testified that he did not have a tactical explanation for not using the evidence of improper influence with respect to E.M. at L.D.'s trial. Id. We find trial counsel's testimony on cross-examination revealing:
Id. at 278-79 (emphasis added).
Trial counsel's testimony reveals that he did not think that the root sources of the children's molestation allegations against McCullough were the same. Unlike E.M., L.D. had allegedly been disciplined for masturbation and her desire to avoid discipline was presented to the jury as a possible explanation as to why L.D. would fabricate a claim of molestation. Trial counsel brought out this explanation in his cross-examination of Judy and through the direct testimony of McCullough and both his parents. E.M.'s proffered testimony was not supportive of or in any way related to trial counsel's deliberately chosen strategy. In light of trial counsel's defense strategy, we are unpersuaded that counsel's failure to present E.M.'s testimony constitutes ineffective assistance.
Finally, McCullough argues that trial counsel was ineffective in failing to tender or request the instruction required by the Protected Person Statute ("PPS"). The PPS permits the admission of otherwise inadmissible hearsay evidence relating to specified crimes, including child molesting, if certain requirements are met. Ind.Code § 35-37-4-6. When a court admits a statement or videotape pursuant to the PPS, the court must instruct the jury as follows:
Ind.Code § 35-37-4-6(h). McCullough's trial counsel neither tendered the instruction nor objected to the trial court's failure to read it to the jury.
Appellant's App. at 89-90.
Assuming, without deciding, that trial counsel's failure to tender the PPS instruction or object to the trial court's failure to read it to the jury constitutes deficient performance,
Trial Tr. at 544.
This instruction adequately emphasized the importance of the jury's role in determining the value to be given to the exhibits and the in-court testimony. This would include L.D.'s recorded statement as well as her in-person testimony. Also, the jury members were instructed that they could use their own common sense, knowledge, and life experience to evaluate the evidence. Although the instruction did not single out L.D.'s videotaped statement for special scrutiny, it advised the jury that it had a duty to evaluate the value of all the evidence. In addition, trial counsel argued in closing that the Bowers Interview should be viewed with caution because Bowers asked L.D. leading questions during the interview. Accordingly, McCullough has failed to carry his burden to show that had his trial counsel successfully tendered the mandatory PPS instruction, there is a reasonable probability that the outcome of his trial would have been different.
Based on the foregoing, we conclude that McCullough was not denied the effective assistance of counsel. Therefore, we affirm the post-conviction court's denial of McCullough's petition for relief.
Affirmed.
MAY, J., concurs.
BROWN, J., dissents with separate opinion.
I respectfully dissent as I conclude that the cumulative effect of trial counsel's errors entitles McCullough to post-conviction relief. As acknowledged by the majority, "[e]rrors by counsel that are not individually sufficient to prove ineffective representation may add up to ineffective assistance when viewed cumulatively." Pennycuff v. State, 745 N.E.2d 804, 816-817 (Ind.2001). See also Grinstead v. State, 845 N.E.2d 1027, 1036-1037 (Ind. 2006) ("Certainly, the cumulative effect of a number of errors can render counsel's performance ineffective."). The verdict in this case rests primarily upon L.D.'s statements and "logic dictates that `a verdict or conclusion only weakly supported by the record is more likely to have been affected by errors than one with overwhelming record support.'" Hilliard v. State, 609 N.E.2d 1167, 1169-1170 (Ind. Ct.App.1993) (quoting Strickland v. Washington, 466 U.S. 668, 696, 104 S.Ct. 2052, 2069, 80 L.Ed.2d 674 (1984)).
McCullough's trial counsel was preparing to try E.M.'s case when, four days before E.M.'s trial date, her case was dismissed and L.D.'s case was substituted for trial. McCullough's trial counsel unsuccessfully sought a continuance.
With respect to the uncharged misconduct, trial counsel did not object during the direct examination of L.D. when she addressed uncharged misconduct by indicating that McCullough had molested her in second grade, first grade, kindergarten, and before preschool even though this testimony was inadmissible under Ind. Evidence Rule 404(b).
As to the California Claim, trial counsel acknowledged that such evidence was inadmissible under Ind. Evidence Rule 404, but chose to expose the jury to the California Claim because "if it's demonstratively false, it's a powerful impeachment tool, to show that demonstratively false prior accusations of the same kind have been made." Post-Conviction Transcript at 116. Trial counsel based his belief that the California Claim was false on "[p]rimarily medical evidence but also what was related to [him] about her visit to California by family members" as well as McCullough's testimony. Id. However, trial counsel did not introduce medical evidence even though such a report existed, or the testimony of family members, or any other evidence to prove the falsity of the California Claim.
Trial counsel's cross-examination of Bowers and Detective Faber consisted solely of two questions to each. Specifically, trial counsel asked Bowers whether she personally witnessed any of the allegations and whether she was "just going on what [L.D.] told her." Trial Transcript at 649. Similarly, the cross-examination of Detective Faber consisted of asking her whether she was an eyewitness to any of the allegations against McCullough and whether she had any personal knowledge about whether the allegations occurred. Id. at 657. Among other questions that might have constituted adequate cross-examination, trial counsel did not ask any questions which would have revealed that Detective Faber 1) had not read the preliminary report of alleged child abuse or neglect from Riley Hospital or Exom-Pope's 311 Report; 2) had not asked Sarah about a custody dispute with McCullough regarding E.M. and M.M.; 3) did not discover that Sarah allegedly failed to pay child support for E.M. and M.M.; 4) was not aware that Sarah might be concerned about future arrests for non-support because she was expecting a fourth child and had no steady employment; 5) was unaware that Sarah had applied for public assistance for E.M. and M.M.; 6) attached no importance to the effects on L.D. of Sarah's mental state, history of substance
With respect to McCullough's arguments regarding his trial counsel's failure to present expert testimony or to present evidence critical of the State's investigation, trial counsel testified at the post-conviction hearing that he intended to raise the theory of false memories and point out weaknesses in the testimony of Bowers and Detective Faber through Perkins's testimony. After the trial court limited Perkins's testimony to information that paralleled that provided by the State in its direct examination, trial counsel did not argue that the court's ruling was erroneous, make an offer of proof regarding Perkins's testimony, or present testimony that directly attacked the State's investigation. At the post-conviction hearing, trial counsel indicated that he desired to expose weaknesses in the State's investigation through Perkins, that this was a "critical part" of the evidence, and that he thought the case was prejudiced by not presenting such evidence. Post-Conviction Transcript at 256-257. At the oral argument held in this appeal, the State acknowledged: "Marty Perkins' testimony got curtailed by the trial court, I think probably incorrectly." Oral Arg. at 00:21:40, available at https://mycourts.in.gov/arguments/ default.aspx?view=detail&id=1345. The State also conceded that McCullough's trial counsel should have made an offer of proof and that his performance in that respect was below the standard of reasonableness based on prevailing professional norms. Id. at 00:21:50.
McCullough also argues that his trial counsel was ineffective for failing to call E.M. as a witness and failing to present evidence of Sarah's motives. Specifically, McCullough argues that E.M. "would have provided a basis for inferring that Sarah had induced L.D. as well as E.M. falsely to accuse McCullough of sexual molestation." Appellant's Brief at 34-37. McCullough argues that "[p]roof that Sarah induced E.M. to bring false charges against her father is circumstantial evidence that she may have engaged in similar behavior with L.D." Id. at 35. McCullough asserts that evidence of Sarah's personal and financial motives to wrest custody of E.M. and M.M. from McCullough was available to trial counsel and that this evidence provided a motive to induce L.D. to accuse McCullough of sexual misconduct. He argues that "[h]ad defense counsel presented the available evidence of Sarah's motives falsely to induce charges against [McCullough], plus her attempt to induce E.M. to claim that [McCullough] had abused her, the trial court would have been bound constitutionally to permit the evidence to be heard." Id. at 36-37. McCullough contends that "[h]ad the jury been so informed there is a reasonable probability that the outcome of the trial would have been different." Id. at 37.
The State argues that E.M.'s testimony would have been inadmissible as it would have been entirely based on hearsay. The State also argues that the relevance of E.M.'s testimony is tenuous at best because E.M. "would have been testifying about statements made to her by her mother in an unrelated case and [McCullough] would have been asking the jury to infer from the communication between E.M. and Sarah that a similar conversation occurred between L.D. and Sarah." Appellee's Brief at 24. In his reply brief, McCullough argues that "the statements attributed to Sarah by E.M. were not
To the extent that the State suggests that E.M.'s testimony would not have been relevant, I disagree. The record reveals that L.D.'s sister E.M. was told by Sarah that McCullough had touched her inappropriately, that E.M. raised allegations that McCullough molested her after she was placed in Sarah's custody, and that E.M. recanted the allegations shortly before trial. Under the circumstances, I cannot say that this evidence is irrelevant. With respect to the State's argument that E.M.'s testimony would constitute inadmissible hearsay, I also disagree. See 13 MILLER, INDIANA PRACTICE § 801.305 ("Verbal conduct to which the law attaches legal significance, such as the contract on which suit is based, is not hearsay, although it is an out-of-court declaration.... Such evidence is offered to prove that the statements were made, rather than to prove the truth of the statements; hence the evidence is not hearsay.").
McCullough's trial counsel testified at the post-conviction hearing that E.M.'s allegations against McCullough arose for the first time after she was removed from McCullough's custody and placed in Sarah's custody, that trial counsel was aware that E.M. had recanted her allegations against McCullough, and that the case against McCullough involving E.M. was dismissed. Trial counsel indicated that he was more prepared to try the case involving E.M. than the case involving L.D. when E.M.'s case was dismissed. Trial counsel also indicated that he had access to therapy notes prepared by E.M.'s counselor which gave him some information as to whether there may have been improper influence with respect to E.M. When asked why this evidence was never presented at trial, McCullough's trial counsel indicated that he had no tactical explanation.
During direct examination, McCullough's post-conviction counsel asked trial counsel about an arrest warrant for Sarah issued about a month before the allegations made by L.D. based upon a contempt citation for her failure to pay support for E.M. and M.M., and trial counsel admitted that this evidence might have suggested a retaliatory motive for Sarah. Trial counsel also testified that he believed that Sarah "almost certainly" blamed McCullough for the writ body attachment warrant, and stated that he did not have a tactical explanation for not introducing evidence involving possible improper influence by Sarah on E.M. Post-Conviction Transcript at 145.
Additionally, trial counsel failed to tender or object to the trial court's failure to give the instruction mandated by Ind.Code § 35-37-4-6(h) regarding the jury's evaluation of hearsay statements received pursuant to the Protected Person's Statute. The State relied heavily on the statements of the grandmother and the recorded video emphasizing their consistency with L.D.'s trial testimony. The prosecutor argued that the grandmother's hearsay evidence supplied corroboration of L.D.'s trial testimony. Trial counsel testified he was aware of the statute and had no tactical reason to explain his omission.
While some of the errors by trial counsel may not individually be sufficient to prove ineffective representation, when viewed cumulatively counsel's overall performance fell below the prevailing professional norms, and in light of the fact that the State's case rested almost entirely on L.D.'s statements, there is a probability sufficient to undermine confidence in the outcome that, but for trial counsel's errors,
For the foregoing reasons, I respectfully dissent and would reverse the post-conviction court's denial of McCullough's petition for relief.
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided that upon request by the accused, the prosecution in a criminal case shall provide reasonable notice in advance of trial, or during trial if the court excuses pre-trial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.
Appellant's App. at 73 (emphasis added). However, in its conclusions of law, the post-conviction court stated that "the evidence presented on post-conviction does not persuade the Court that the failure to make an offer of proof and preserve the issue for appeal led to an unjust result." Id. at 94 (¶ 249). We read the post-conviction court's use of "unjust result" as synonymous with the required standard, namely "a reasonable probability that but for counsel's unprofessional errors, the result of the proceeding would have been different." See French, 778 N.E.2d at 824.
The State does not respond specifically to McCullough's reliance on Rule 404(b) or argue that any of the exceptions would have applied.